Rules 

Attention! Administrative Rules being proposed, your input is encouraged!

The Department of Financial Institutions is preparing proposed administrative rules to be submitted to the Secretary of State’s office on August 15, 2011. If you would like to provide comments about the rules prior to them going to the Secretary of State’s public database for all public input, please submit any comments/questions/concerns to the DFI’s Rules Liaison, Gretchen Conger at gconger@azdfi.gov prior to August 15, 2011. AZDFI will review all public comments and take them into consideration prior to submitting the rules to the Secretary of State’s office.

The topics of the proposed rules are all relating to the regulation of the mortgage industry, and all are directly authorized by the recent passage of legislative changes. The three topics are the following:

• Process for the conversion of a mortgage broker license to a commercial mortgage broker license;
• Process for applying for and maintaining a certificate of exemption pursuant to ARS 6-912; and
• Process for the conversion of a mortgage banker license to a mortgage broker license.

Please be advised when reading the proposed rules that new proposed language is underlined. Language not underlined is language that already exists in the administrative rules. The proposed rules can be found HERE.

Links to other information are available at the bottom of this page.

To view a rulemaking document filed in a pending project, select from the following lists:

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Other Information:

For an overview of Arizona State Revised Statutes governing the agency and links to the text of those statutes, go to the Statutes page.

Title 20 rules are made available by the Secretary of State's Office.  For more general information about all state agency administrative codes, press the link below to reach the Office of the Secretary of State: Arizona Secretary of State

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